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GSCP reference tool for Auditing Competence

GSCP Reference tool for Auditing Competence PDF E-mail

Objective

The development of reference requirements and guidelines for Auditing Competence aims at ensuring that the relevant level of knowledge and skills is required and guaranteed for auditors. It will help increase the quality of the audit as well as the consistency between the auditors and the audit results which in turn will help send a clearer message to suppliers.

An Expert Working Group on Auditing Competence was formed in May 2009. The group is composed of ten experts drawn from the GSCP Task Force:

  • Bruno Colombani, Social Ethics Manager, CASINO
  • Paul Dearman, International Ethical Trading Manager, TESCO
  • Charles Dickinson, Unit Leader SOCAM - Unit Leader Environment, C&A
  • Art Jackson, Vice President - General Administration, COSTCO
  • Anwar Khan, Sr. Manager, Ethical Standards, WALMART
  • Belinda Millard, Ethical Audit Manager, WOOLWORTHS AUSTRALIA
  • Betty Pien, Manager, Vendor Code of Conduct Compliance Department, COSTCO
  • Virginie Saudrais, Chargee de mission Environment & Social, CARREFOUR
  • Francesca Savi, Ethical Standards Specialist, WALMART
  • Mike Vaudreuil, Ethical Sourcing Manager, HEWLETT PACKARD
  • Clément Warther, Director Sustainability and Risk Control, AMCOR (formerly ALCAN PACKAGING) - up to 10.2010

Please see below for the list of experts from external bodies (e.g. auditing and training bodies, initiatives) involved in the work on the Training Syllabus.

The GSCP Reference Tool for Auditing Competence was published in September 2010

download the Reference tool here

Development process

Scope

The scope of the reference tools developed / in development by the Expert Working Group covers:

    a. the recognition of auditing bodies;
    b. the recognition of individual auditors;
    c. the training of auditors (training syllabus);

          Points a & b are regrouped into the reference tool for Auditing Competence, with the Training syllabus being developed subsequently.
          The work of the group is coordinated by Kevin Swoffer, an independent consultant.
           

          A. Reference tool for Auditing Competence (points a&b)

          Drafting

          When the work started in May 2009, the EWG was aware that other efforts with similar objectives were carried out by other initiatives. The role of the GSCP Expert Working Group was first to compile, compare and analyse relevant existing practices in order to identify and build a consensus on best practices.
          Then the Expert Working Group worked on ensuring good coordination with the initiatives working on the same topic, in order to make sure that a general consistent approach was built, to avoid duplication and ensure a wide reaching consensus on the reference tools for Auditing competence.
          To this end, the existing landscape was taken into account. The initiatives already working on the definition of auditing competencies were mapped out and means were devised to ensure good coordination with them.

          Consultation

          Targeted consultation: the EWG began by involving initiatives, auditing and training bodies in an initial round of consultation on the draft reference tool in order to gather their feedback in priority. Comments from these specialised consultees were analysed and consolidated into a further draft.
          Public consultation: this further draft of the reference tool for Auditing Competence was then open to public consultation early 2010. The aim was to gather feedback from a global audience of companies and key stakeholders in order to ensure that the tools reference best practices and represent a broad consensus. The consultation was opened in December 2009 and ran until January 29th, 2010. At the end of the consultation phase, the Expert Working Group compiled and reviewed the comments received. They conducted a thorough analysis of these comments and reviewed the draft reference tool accordingly.

          Review

          Advisory Board's input
          The draft reference tool was submitted to the Advisory Board for review. They formulated recommendations on how to improve the reference tool and ensure it reflects best practice and shared these recommendations with the Executive Board.
          Executive Board’s input
          Following the Executive Board internal review of all Advisory Board recommendations suggested for improvement, and a feedback session with the Advisory Board, a unanimous agreement was reached on the GSCP reference tool for Auditing Competence in September 2010.

          Publication

          The reference tool on Auditing Competence was published in September 2010.

          Review process

          As per GSCP methodology, the GSCP reference tool for Auditing Competence will be reviewed on a regular basis to ensure it keeps reflecting best existing practice. This review process is open for all to provide comments and recommendations, providing these reflect best practice and ensure the highest protection of workers and of the environment.

          B. Training Syllabus (point c)

          To work towards consistency in training requirements for auditors, GSCP is developing a reference training syllabus aimed at defining specific and relevant requirements for training of social compliance and environmental compliance auditors.
          The draft tool is based on the competence requirements identified in the reference tool for Auditing Competence relating to those specific competences that foster the “added value” of an auditor and to enhance high desirable skills, such as interview and detection skills.

          Drafting

          In order to move forward with the drafting of the Training Syllabus, ensure good coordination with initiatives working on the same topic and ensure that a general consistent approach is built, the Expert Working Group on Auditing Competence has decided to consult with auditing and training bodies, as well as relevant schemes and initiatives that perform third party audits. These experts, whom we thank for their involvement and participation, are the following:
          • Justin Bettey, Level Works
          • Vince Desmond, IRCA
          • Peter Lomas, IRCA
          • Effie Marinos, SGS
          • Randy Rankin, Bureau Veritas
          • Peter Warbrick, SGS
          • Stuart Webster, WRAP
          • Michael Wilson, Acert Africa

          Timeline Summary

          A. Reference tool for Auditing Competence: reference requirements for the recognition of Auditing Bodies and reference requirements for recognition of Individual Auditors

          Reference tool for Auditing Competence Version 1

            Development of the draft guidelines: May to October 2009
            Public consultation: 21 December 2009 to 29 January 2010
            Review phase: February to July 2010
            Publication: September 2010

              First review of Reference tool for Auditing Competence

              Consultation phase: 30th March – 15th June 2012
              Review Phase: 16th June 2012 – 31st January 2013
              Expected publication: first semester 2013

              B. Training Syllabus

              • Development of the draft guidelines: from September 2010
              • work on hold
              For any questions regarding the work on Auditing Competence, please contact Didier Bergeret, GSCP Senior Manager on   This e-mail address is being protected from spambots. You need JavaScript enabled to view it

               

               
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